Appendix 2 Nonverbal Communication and Lie Detection

The purpose of this appendix is to help you (a) be a better reader of nonverbal communication and (b) be a better sender of nonverbal communication.

What Are We Looking for in Nonverbal Communication?

Nonverbal communication is anything that is “not words.” Specifically, it includes the following:

  • Vocal cues or paralinguistic cues. Paralinguistic cues include pauses, intonation, and fluency. Vocal cues such as tone and inflection, include speech volume, pace, and pitch.

  • Facial expressions. These may be smiling, frowning, or expressing surprise.

  • Eye contact. A high level of held gazing can be interpreted as a sign of liking or friendliness. However in other cultures, prolonged eye contact is a sign of dominance or aggression.1

  • Interpersonal spacing. This includes the distance between people when they talk or communicate.

  • Posture. This communication includes how people hold and orient their body, including opening their arms and chest, and so on.

  • Body movements. When people are experiencing greater arousal or nervousness, they tend to make more movements.

  • Gesture. The three basic kinds of gestures are (a) emblems which symbolize certain messages, such as the North American thumbs-up for “okay,” and the finger on the lips for “quiet,” (b) illustrators which embellish a verbal message, such as the widening of hands and arms when talking about something that is large, and (c) adaptors which include things like touching one’s nose or twitching in such a way that does not embellish or illustrate a particular point.

  • Touching. Touching another person (in an appropriate way) often leads to positive reactions.

Nonverbal communication is informative because it is relatively irrepressible in that people cannot control it. What nonverbal signals do negotiators look for, and what do they reveal? To address this question, we conducted a survey of 50 MBA students who had recently completed a multiparty negotiation. The majority of students relied on three nonverbal cues as a window into other party’s true feelings and intentions: (a) eye contact (“people who are lying avoid looking the other party straight in the eyes”), (b) closed body posture (“When he leans toward me while he talks, I tend to trust him more”), and (c) nervousness, twitching, and fidgeting (“if people play with their shoestrings, tap their pen, bite their lip, or indicate any other nervous tension, it usually signals anxiety and nervousness”). Other indicators mentioned, although much less frequently included, are lack of gestures (too much stillness), emotional outbursts, and autonomic responses, such as sweating and blushing.

What particular nonverbal behaviors do negotiators notice that lead them to distrust someone? (See Exhibit A2-1 for a list of such behaviors.)

Next, we consider three aspects of nonverbal communication that can affect the nature and outcome of negotiation: (a) gender differences in terms of ability and accuracy, (b) nonverbal abilities of powerful and dominant people, and (c) nonverbal abilities of charismatic people.2 Obviously, power and charisma have implications for success at the bargaining table.

Are Women More “Nonverbally Gifted” Than Men?

Popular culture suggests women are more nonverbally sensitive than men. And scientific evidence backs up this claim: Women are more skilled in terms of nonverbal expression. 3 In general, women are more open, expressive, approachable, and actively involved in social interaction than men. Their faces are more readable than men’s, and they smile and gaze at other people and approach them more closely than do men. Women are also gazed at more and approached more closely than men.4 During interactions women seem more focused on the other person, and they also elicit more warmth and less anxiety from others.5 However, the sexes are held to different standards of appropriate expressivity; women are typically considered more expressive, and men are viewed as more composed.6 Women anticipate greater costs and fewer rewards than men if they fail to express positive emotion in response to someone else’s good news.7

Nonverbal expressiveness is linked with social power. Greater expressivity is required by those of lower social status and power.8 In many organizations, women traditionally have lower social status than men. Indeed, in studies of visual dominance (measured as the ratio of time a person spends looking at his or her partner while speaking relative to the time spent looking while listening), women are often less dominant. High-power people are more visually dominant than low-power people.9 When women have uncertain support in a leadership position, men express more visual dominance than women.10 When people show more visual dominance, they are perceived as more powerful. Furthermore, when women and men are assigned to different power roles, low-power people (regardless of gender) are better able to read their partner’s cues.11

In terms of nonverbal reception, women are no better than men at recognizing covert messages, such as discrepant communication (which we discuss later). However, when people are being truthful, women are more accurate than men; however, when people are being deceptive (i.e., when the negotiator is pretending to like someone), women are less accurate than men.12

In short, women are better at detecting feelings but are not necessarily better at detecting deception, because anyone who is inferior in status is more sensitive to states of mind of superiors. For example, when women and men are assigned to be supervisors or subordinates in organizational simulations, no differences are evident in emotional sensitivity between genders: Subordinates, regardless of gender, are more sensitive than their superiors.

Dominance

People often assert dominance and power through nonverbal cues. Dominant people sit higher, stand taller, talk louder, and have more space and more resources than nondominant people. Dominant people are more likely to invade others’ space (e.g., putting their feet up on their own or someone else’s desk), make more expansive gestures, walk in front of others, sit in front of others or sit at the head of a table, interrupt more often, control time, and stare at the other party more, but they tend to look away more often when the other party is speaking.13

High social power is reliably indicated by patterns of looking while speaking and listening. People with less power look more when listening than when speaking. In contrast, more powerful people look about the same amount when listening as when speaking.14 When people interact with a dominant person, they often respond by decreasing their postural stance (i.e., they often behave more submissively); in contrast, people who interact with a submissive person often increase their stance (i.e., they behave more assertively).15 Interestingly, people like each other more when the interaction is complementary as opposed to reciprocal. Thus, dominance in response to submission and submission in response to dominance result in greater liking between people than dominance in response to dominance and submission in response to submissiveness.

When men and women have equal knowledge, power, and expertise (or when men have more), men behave visually as though they really are more powerful. However, when women have the advantage, they “look” like powerful people more often than men.16

Personal Charisma

Charisma is a social skill having to do with verbal and nonverbal expressiveness. People vary strikingly in the intensity, expansiveness, animation, and dynamism of their nonverbal (and verbal) behaviors.17 Differences in expressiveness are linked directly to affection, empathy, influence, and professional success, as well as to interpersonal experiences, such as the regulation of one’s own emotional experiences and physical and mental health.

Expressiveness, or spontaneous sending, is the ease with which people’s feelings can be read from their nonverbal expressive behaviors when they are not trying to deliberately communicate their feelings to others.18 Expressiveness instantly makes a difference in setting the tone of social interactions. Even commonplace interpersonal behaviors, such as walking into a room and initiating a conversation19 or greeting someone who is approaching,20 suggest this social skill is immediately influential. Why? Expressive people make better first impressions and over time, they are better liked than unexpressive people.21 Expressive people are considered to be more attractive than unexpressive people.22 Furthermore, expressive people capture people’s attention23 and then “turn on” the expressive behavior of other people.24 Expressive people are good actors, feigning convincing expressions of feelings they are not actually experiencing.25 It follows that they are also good liars.26

The most interpersonally successful communicators are nonverbally sensitive, nonverbally expressive, nonverbally self-controlled, and motivated to perform for their “audiences.”27 In social interactions, expressive people can “set the tone and frame the field.”28

Detecting Deception

Nonverbal sensitivity (in terms of accuracy) is an advantage in negotiation, as it is in most social interaction. For instance, doctors who are good at reading body language have more satisfied patients.29 Students who are nonverbally sensitive learn more than less sensitive students.30 However nonverbal sensitivity is difficult to achieve. As a skill, it is not correlated with intelligence, and it is very “channel-specific.” Skill in understanding facial expression and body movements is measurably different from skill in understanding tone of voice.31 Nonverbal sensitivity improves with age.32 (See Exhibit A2-2 for nonverbal visual cues correlated with deception.)

Reading and sending nonverbal messages in negotiation is one thing; detecting deception (and pulling off deception) is another.33 Obviously, it is to a negotiator’s advantage to accurately detect deception at the negotiation table. In fact, relying on nonverbal cues may be our only hope of detecting deception. People believe that liars either cannot control their nonverbal behaviors and therefore these behaviors will “leak out” and betray the liar’s true feelings, or liars simply will not control all of their nonverbal cues.34

Unfortunately, foolproof nonverbal indicators of deception have not been discovered. In fact, most people cannot tell from demeanor when others are lying.35 Accuracy rates are close to chance levels.36 People who have been professionally trained (e.g., law enforcement groups) are more accurate.37 For example, law enforcement officers and clinical psychologists are very accurate in judging videos of people who are lying or telling the truth.38

There are many things to lie about in negotiation. Some lies may be complete falsifications (such as falsifying an inspection report or pretending another buyer will be calling at any moment with an offer); other lies may be exaggerations (exaggerating the appraised value of a property, exaggerating the attractiveness of one’s BATNA). It is more difficult for liars to successfully carry off hard lies (i.e., complete falsifications of information) than to carry off easy lies (exaggerations). Consequently, it is easier for negotiators to detect complete falsifications.

What should you do to maximize the chances of catching a lie in negotiation? Several direct methods, as well as some indirect methods, may be helpful.39

Direct Methods

Triangulation

One of the best methods of lie detection is questioning. The process of asking several questions, all designed as cross-checks on one another, is known as triangulation. For example, if a person wants to “catch” a liar, a good strategy is to examine nonverbal cues, verbal cues, and perhaps outside evidence as well.

Direct questions are particularly effective in curtailing lies of omission; however, they may actually increase lies of commission.40 Detectives and lawyers ask several questions of people they think might be lying. Their questions are designed so that inconsistencies emerge if a person is lying. It is very difficult for even the best of liars to be perfectly consistent in all aspects of a lie.

Objective Evidence

Another strategy is to focus on inconsistencies and vagueness. In the case of inconsistency, ask for evidence; if appropriate, suggest contingencies. When people buy a used car, they often don’t simply rely on the owner’s claims of its reliability; rather, they seek an objective, expert opinion. For example, they often have an experienced mechanic inspect the car.

Linguistic Style

Telling lies often requires creating a story about an experience or attitude that does not exist. Consequently, false stories are qualitatively different from true stories. Compared to truth-tellers, liars have less cognitive complexity (shades of gray) in their stories, use fewer self-references and fewer other references, and use more negative-emotion words.41 Liars hesitate more and have more speech errors. Further, their response length to questions is shorter.

Indirect Methods

Enrich the Mode of Communication

It is usually easier to catch a liar when communicating face-to-face than when communicating via telephone or e-mail. If negotiations have been proceeding by phone, written correspondence, or e-mail, the negotiator who wants to catch a lie should insist on a face-to-face interaction. First, people are less likely to lie face-to-face than when communicating by telephone or e-mail. Second, it is easier to detect a lie in a face-to-face interaction partly because it is much more difficult for liars to monitor themselves when the communication modality is multichanneled (as it is in face-to-face negotiations). Telltale signs of lying are often found in nonverbal “leakage,” such as in the hands or body, rather than the face or words, which liars usually carefully monitor.42 For example, liars tend to touch themselves more and blink more than truth-tellers.

Do Not Rely on a Person’s Face

Most people look at a person’s face when they want to detect deception, but this focus is not always effective. Perceivers are able to detect deception at greater-than-chance levels from every individual channel or combination of channels with the exception of one: the face.43 In fact, people are better off when they cannot see another’s face. Facial expressions are misleading at worst and, at best, are of qualified use as clues to deceit. Gaze is not diagnostic in detecting a liar.

Tone of Voice

Paying attention to tone of voice is a better indicator of deception than is facial expression.44 Useful information can come through the voice, which people do not often consider or detect. People’s pitch is higher when they are lying than when they are telling the truth; they speak more slowly and with less fluency and engage in more sentence repairs.45 (See Exhibit A2-3 for meta-analysis of paraverbal indicators of deception.)

Microexpressions

Deception can be detected in the face if you are specially trained to look for microexpressions (or if you have a video you can play back to look for microexpressions). Microexpressions are expressions people show on their face for about one-tenth of a second. These expressions reveal how a person is truly feeling, but because of social pressure and self-presentation concerns they are quickly wiped away. As an example, consider an investigation in which the facial expressions of men and women participants were secretly observed while they were interacting with male and female assistants specially trained to act as leaders during a group discussion.46 The results were clear: Female leaders received more negative nonverbal cues (microexpressions) from other members of the group than did male leaders. Moreover, male leaders also received more positive nonverbal cues per minute than did female leaders. These findings emerged even though participants strongly denied any bias against females.

Interchannel Discrepancies

To detect deception, look for inconsistencies among these channels, such as tone of voice, body movements, gestures, and so on. As a general rule, watch the body, not the face, and look for clusters of clues. Illustrators are another type of body movement that can provide clues about deception.47 Illustrators depict speech as it is spoken. It is the hands that usually illustrate speech—giving emphasis to a word or phrase, tracing the flow of thought in the air, drawing a picture in space, or showing an action can repeat or amplify what is being said. Eyebrow and upper eyelid movements can also provide emphasis illustrators, as can the entire body or upper torso. Illustrators are used to help explain ideas that are difficult to put into words. For example, people are more likely to illustrate when asked to define the word “zigzag” than the word “chair.” Illustrators increase when people are more involved with what is being said; people illustrate less than usual when they are uninvolved, bored, disinterested, or deeply saddened. Illustrators are often confused with emblems, but it is important to distinguish them because these two kinds of body movements may change in opposite ways when people lie: Emblematic slips may increase, whereas illustrators will usually decrease. People who feign concern or enthusiasm can be betrayed by the failure to accompany their speech with increased illustrators, and illustrators decrease when a person does not know exactly what to say. For example, if a liar has not adequately worked out a lie in advance, the liar will have to be cautious and carefully consider each word before it is spoken.

Eye Contact

People who are lying blink more often and have more dilated pupils than truth-tellers. However, blinking rates and dilation of pupils are almost impossible to detect with the naked eye (which is why “gaze aversion” is listed as not diagnostic in Exhibit A2-2). Although eye contact is the primary cue used by MBA students to detect deceit, it is not reliable; often it is irrelevant primarily because it is something that people can control too readily.

Be Aware of Egocentric Biases

Most negotiators regard themselves as truthful and honest and their opponents as dishonest, indicating an egocentric bias. For example in our investigation, MBA students thought they deceived others in a 10-week negotiation course 22% of the time, whereas they thought they had been deceived by others 40% of the time.

How Motivation and Temptation Affect Lying and Deception

People are more likely to be deceptive when they are likely to get away with it and especially when their potential gain from deception is highest. In one investigation, people were given enticing prospects for large monetary gain in an ultimatum game if they deceived.48 Although “proposers” and “responders” chose deceptive strategies almost equally, proposers told more outright lies.49 Moreover, proposers were more deceptive when their potential profits were highest. Proposers deceived about 13.6% of the time, and responders deceived about 13.9% of the time.50 Recipients in an ultimatum game use deception to obtain better offers, particularly when they are in a low power (i.e., poor BATNA) situation.51 Motivated communication is not purely opportunistic: If liars feel that they can “justify” a lie (such as when some uncertainty is involved), they are more likely to lie even when the costs and benefits for misrepresentation are held constant.52

Consider two types of lies: monitoring-dependent and monitoring-independent.53 Monitoring-dependent lies require that the liar monitor the reaction of the target for the lie to be effective; conversely, monitoring-independent lies do not require the liar to monitor. If someone wants to lie about a closing date, it would be important to determine what kind of closing date is preferred by the target (one cannot assume early or late). Conversely, if one is attempting to lie about interest rates, it is safe to assume that mortgage holders would uniformly want lower rates; and thus, it is not as important to monitor their reaction to this type of statement. Liars are more likely to tell monitoring-dependent lies when they have visual access (than when they don’t). The use of monitoring-independent lies is the same, with or without visual access. In this sense, visual access can actually harm potential targets of deception by increasing their risk of being deceived.

When potential deceivers have high incentives to deceive, they are more emotional.54 It is hard to conceal these feelings. An exception might be people who have great practice at lying and few qualms about the appropriateness of stretching the truth in a selling context, such as experienced salespersons.55

Deception Success

A key question concerns whether or not people are able to succeed in their deception attempts. Deception skill is a person’s ability to deceive others, which involves skills in masking feelings and thoughts while trying to appear credible and adjust their behaviors. Deception experience is accumulated from previous practice with deception, and deception becomes routinized. People who are more skilled at deception have greater success in terms of remaining undetected and winning the game they are playing. However, people with more experience at deception are less successful in terms of profiting from deception. In an online environment, both deception experience and skill contribute to the survivability of deceivers (i.e., the ability to remain undetected and continue deceiving others).56 The volume of online communication entices people to engage in deception, and the skills required for detecting deception in virtual interaction are nuanced and complex.

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