CONTENTS

Acknowledgments

Introduction

   Part I   The Human Resource Profession

Chapter 1   Human Resource Certification

Professional Certifications

HR Certification Organizations

The HR Certification Institute (HRCI)

The Society for Human Resource Management (SHRM)

Benefits of Certification

The aPHR Exam

The Significance of the HR Body of Knowledge

The Test Development Process

The Exam Experience

The aPHR Registration Process

Preparing for the Exam

Exam Readiness

Chapter Review

Endnotes

Chapter 2   U.S. Laws and Regulations

When You Have ONE or More Employees

The Clayton Act (1914)

The Consumer Credit Protection Act (1968)

The Copeland “Anti-Kickback” Act (1934)

The Copyright Act (1976)

The Davis-Bacon Act (1931)

The Dodd-Frank Wall Street Reform and Consumer Protection Act (2010)

The Economic Growth and Tax Relief Reconciliation Act (EGTRRA) (2001)

The Electronic Communications Privacy Act (ECPA) (1986)

The Employee Polygraph Protection Act (1988)

The Employee Retirement Income Security Act (ERISA) (1974)

The Equal Pay Act (an Amendment to the FLSA) (1963)

The FAA Modernization and Reform Act (2012)

The Fair and Accurate Credit Transactions Act (FACT) (2003)

The Fair Credit Reporting Act (FCRA) (1970), as Amended in 2011

The Fair Labor Standards Act (FLSA) (1938)

The Foreign Corrupt Practices Act (FCPA) (1997)

The Health Information Technology for Economic and Clinical Health (HITECH) Act (2009)

The Health Insurance Portability and Accountability Act (HIPAA) (1996)

The Immigration and Nationality Act (INA) (1952)

The Immigration Reform and Control Act (IRCA) (1986)

The IRS Intermediate Sanctions (2002)

The Labor-Management Relations Act (LMRA; Taft-Hartley Act) (1947)

The Labor-Management Reporting and Disclosure Act (Landrum-Griffin Act) (1959)

The Mine Safety and Health Act (1977)

The National Industrial Recovery Act (1933)

The National Labor Relations Act (NLRA; Wagner Act) (1935)

The Needlestick Safety and Prevention Act (2000)

The Norris-LaGuardia Act (1932)

The Occupational Safety and Health Act (OSHA) (1970)

The Omnibus Budget Reconciliation Act (OBRA) (1993)

The Pension Protection Act (PPA) (2006)

The Personal Responsibility and Work Opportunity Reconciliation Act (1996)

The Portal-to-Portal Act (1947)

The Railway Labor Act (1926)

The Rehabilitation Act (1973), as Amended in 1980

The Retirement Equity Act (REA) (1984)

The Revenue Act (1978)

The Sarbanes-Oxley Act (SOX) (2002)

The Securities and Exchange Act (1934)

The Service Contract Act (1965)

The Sherman Anti-Trust Act (1890)

The Small Business Job Protection Act (1996)

The Social Security Act (1935)

The Tax Reform Act (1986)

The Taxpayer Relief Act (1997)

The Trademark Act (1946)

The Unemployment Compensation Amendments (UCA) (1992)

The Uniformed Services Employment and Reemployment Rights Act (USERRA) (1994)

The Vietnam Era Veterans Readjustment Assistance Act (1974), as Amended by the Jobs for Veterans Act (JVA)

The Wagner-Peyser Act (1933), as Amended by the Workforce Investment Act (WIA) (1988)

The Walsh-Healey Act (Public Contracts Act) (1936)

The Work Opportunity Tax Credit (WOTC) (1996)

The Labor Management Reporting and Disclosure Act (1959)

Whistle-Blowing

For FIFTEEN or More Employees

The Americans with Disabilities Act (ADA) (1990), as Amended by the Americans with Disabilities Act Amendments Act (ADAAA) (2008)

The Civil Rights Act (Title VII) (1964)

The Civil Rights Act (1991)

The Drug-Free Workplace Act (1998)

The Equal Employment Opportunity Act (EEOA) (1972)

The Genetic Information Nondiscrimination Act (GINA) (2008)

Guidelines on Discrimination Because of Sex (1980)

The Lilly Ledbetter Fair Pay Act (2009)

The Pregnancy Discrimination Act (1978)

The Uniform Guidelines on Employee Selection Procedures (1978)

For TWENTY or More Employees

The Age Discrimination in Employment Act (ADEA) (1967), as Amended in 1978, 1986

The American Recovery and Reinvestment Act (ARRA) (2009)

The Consolidated Omnibus Budget Reconciliation Act (COBRA) (1986)

The Older Workers Benefit Protection Act (OWBPA) (1990)

For FIFTY to ONE HUNDRED or More Employees

Executive Order 11246: Affirmative Action (1965)

The Family and Medical Leave Act (FMLA) (1993), Expanded 2008, 2010

The Mental Health Parity Act (MHPA) (1996)

The Mental Health Parity and Addiction Equity Act (MHPAEA) (2008)

The National Defense Authorization Act (2008)

The Patient Protection and Affordable Care Act (PPACA) (2010)

Executive Order 13706: Paid Sick Leave for Federal Contractors (2015)

For ONE HUNDRED or More Employees

The Worker Adjustment and Retraining Notification (WARN) Act (1988)

For Federal Government Employees

The Civil Service Reform Act (1978)

The Congressional Accountability Act (1995)

The False Claims Act (1863)

The Homeland Security Act (2002)

The Privacy Act (1974)

The USA PATRIOT Act (2001)

Whistle-Blower Laws

Employment Visas for Foreign Nationals

E Nonimmigrant Visas

H Visas

L-1 Intracompany Transferee

O-1 Alien of Extraordinary Ability in Arts, Science, Education, Business, Athletics

P Visa Categories

EB Employment-Based Visas

Chapter Review

Questions

Answers

Endnotes

  Part II   aPHR Body of Knowledge Functional Areas

Chapter 3   HR Operations

Knowledge of

Laws and Regulations

HR Functions

Employee Relations

Records Management

Compensation and Benefits

Training and Development

Health, Safety, and Security

HR Research

HR Generalists and Specialists

HR Manager, Director, or Officer

HR Support System

HR Education and Certification

HR Networking

Organizational Accountability

Multifunctional HR Department

Sole HR Practitioner

HR Call Center Operations

Organizational Strategy

Mission

Vision

Values

Goals and Objectives

Organizational Culture

Tradition

Unwritten Procedures

Confidentiality

Privacy

Employee Records

Company Data

Personal Data

Business Functions

Finance and Accounting

Operations

Sales

Marketing

Business Reporting

HR Policies and Procedures

ADA HR Policy

EEO HR Policy

Progressive Discipline Policy

Employee Handbooks and Policy Manuals

HR Metrics

Data Compilation Tools

Data Collection Methods

Surveys

Interviews

Observation

Reporting and Presentation Techniques

Histogram

Bar Chart

Impact of Technology on Human Resources

Statutory Reporting Requirements

Purpose and Function of Human Resources Information Systems (HRISs)

Job Analysis Methods and Job Descriptions

Legal Aspects of Job Analysis

Job Analysis and the ADA

Job Analysis and the FLSA

Job Analysis and Affirmative Action

Competency Analysis

Job Descriptions and Job Specifications

Job Description Components

Why Use Job Descriptions

FLSA Job Classifications

Exempt

Nonexempt

Independent Contractors

External HR Service Providers

Recruiting Firms

Staffing Agencies

Benefits Brokers

Communication Techniques

Chapter Review

Questions

Answers

Endnotes

Chapter 4   Recruitment and Selection

Knowledge of

Laws and Regulations

Federal Laws

Applicant Databases

Résumés vs. Job Applications

Self-Identification

Pre-employment Testing

Recruitment Sources

Internal

External Recruitment Sources

Recruitment Methods

Advertising

Alternative Staffing Practices

Flexible Staffing

Phased Retirement

Contractor Payrolling

Employee Leasing and Professional Employer Organizations (PEOs)

Outsourcing and Managed Service Providers (MSPs)

Temp-to-Lease Programs

Rehires and Transfers

Interviewing Techniques

Types of Interviews

Interviewing Skills and Techniques

Interviewing Bias

Post-Offer Activities

Medical Examinations

Background Checks

Onboarding and Orientation

Records Retention

Chapter Review

Questions

Answers

Endnotes

Chapter 5   Compensation and Benefits

Knowledge of

Laws and Regulations

Davis-Bacon Act

Copeland Act

Walsh-Healey Public Contracts Act

Fair Labor Standards Act (FLSA) (1938), as Amended

Equal Pay Act (EPA)

Pregnancy Discrimination Act (PDA)

Family and Medical Leave Act (FMLA), as Amended

Health Insurance Portability and Accountability Act (HIPAA)

Compensation

Financial Inducements

Direct Compensation (Cash)

Nonfinancial Inducements

Compensation Ethics

Wage Surveys

Job Evaluation

Pricing and Pay Rates

Pay Grades and Ranges

Variations in Pay: Red and Green Circle Rates

Base Pay Systems

Single or Flat-Rate System

Time-Based Step Rate Systems

Performance-Based Merit Pay System

Productivity-Based System

Straight Piece-Rate System

Differential Piece-Rate System

Person-Based System

Knowledge-Based Systems

Skill-Based Systems

Competency-Based Systems

Financial Incentives

Differential Pay

Overtime Pay

Hazard Pay

Shift Pay

On-Call Pay

Callback Pay

Geographic Differentials

Weekend and Holiday Pay

Team and Group Incentives

Organization-Based Pay

Profit Sharing

Gainsharing

Employee Benefits

Paid Sick Leave

Social Security

Workers’ Compensation

Unemployment Compensation

Healthcare Benefits

Marketplace Plans Under the Affordable Care Act (ACA)

Managed Healthcare Plans

Fee-for-Service Plans

Preferred Provider Organization (PPO)

Point of Service (POS)

Health Maintenance Organization (HMO)

Group Health Cooperative

Consumer-Driven Healthcare

Flexible Spending Account (FSA)

Health Reimbursement Account (HRA)

Health Savings Account (HSA)

Employee Benefit Account Administration

Retiree Benefits

Benefits: Legal Compliance

Benefits: Communication Requirements

Developing Employee Self-Service (ESS) Technologies

Chapter Review

Questions

Answers

Endnotes

Chapter 6   Human Resource Development and Retention

Knowledge of

Laws and Regulations

Training Delivery Format

Classroom

E-learning

On-the-Job Training (OJT)

Techniques to Evaluate Training Programs

Participant Surveys and Questionnaires

Pre- and Post-Testing

Measuring Behavior: After-Action Review

Career Development Practices

Succession Planning

Career Pathing

Dual-Ladder Careers

Career Counseling

Performance Appraisal Methods

Category Rating

Comparative Methods

Narrative

Behaviorally Anchored Rating Scale (BARS)

Management by Objectives (MBO)

Performance Management Practices

Organizational Values and Goals

Performance Management Standards

Employee Performance/Behaviors

Employee Retention

Methods for Employee Retention

Chapter Review

Questions

Answers

Endnotes

Chapter 7   Employee Relations

Knowledge of

Laws and Regulations

Federal Laws

State Laws

Federal Regulations

Rights and Responsibilities

Employer

Employee

Employee Feedback

Employee Surveys

Processes for Obtaining Feedback

Workplace Behavior

Attendance and Absenteeism

Violation of Code of Conduct

Employee Conflicts

Workplace Harassment

Complaints and Grievances

Methods of Investigation

Grievance Processing

Progressive Discipline

Identifying Steps of Discipline

Documenting Progressive Discipline

When to Escalate Corrective Action

Termination

Off-Boarding and Termination

Payroll Processing—Final Paycheck

Benefit Processing

Documenting Reason for Separation

Employee Relations Programs

Recognition

Special Events

Diversity Programs

Workforce Reduction and Restructuring

Terminology

Downsizing

Mergers

Outplacement Practices

Chapter Review

Questions

Answers

Endnotes

Chapter 8   Health, Safety, and Security

Knowledge of

Laws and Regulations

Organizational Safety and Health Act (OSHA)

Bloodborne Pathogens

Needlestick Safety and Prevention Act

Mine Safety and Health Act (MSHA)

Health Information Technology for Economic and Clinical Health (HITECH) Act

Health Insurance Portability and Accountability Act (HIPAA)

Americans with Disabilities Act (ADA)

Americans with Disabilities Act Amendments Act

Genetic Information Nondiscrimination Act (GINA)

Rehabilitation Act

Pregnancy Discrimination Act

Family and Medical Leave Act (FMLA)

Mental Health Parity Act and Addiction Equity Act (MHPAEA)

Patient Protection and Affordable Care Act

Risk Mitigation

Injury and Illness Prevention Plan (IIPP)

Health and Safety Monitoring

Handling Workplace Violence

Handling Emergencies

Security Risks

Data Security/Cyber-Crimes

Inventory and Supply Security

Equipment Security

Theft Prevention/Loss Prevention

Preventing Equipment Damage

Securing Passwords

Terrorism

Report Processing

Workers’ Compensation

OSHA Compliance

Employee Wellness Programs

Chapter Review

Questions

Answers

Endnotes

Chapter 9   Early HR Career–Level Tasks

Task #1—Access, Collect, and Provide Information and Data to Support HR-Related Decisions

Task #2—Comply with All Applicable Laws and Regulations

Task #3—Coordinate and Communicate with External Providers of HR Services

Task #4—Maintain Employee Data in HRIS or System of Record

Task #5—Maintain, File, and Process HR Forms

Task #6—Prepare HR-Related Documents

Task #7—Provide Internal Customer Service by Answering or Referring HR-Related Questions from Employees as the First Level of Support

Task #8—Communicate Information About HR Policies and Procedures

Task #9—Communicate the Organization’s Core Values, Vision, Mission, Culture, and Ethical Behaviors

Task #10—Identify Risk in the Workplace

Task #11—Minimize Risk by Conducting Audits

Task #12—Document and Update Essential Job Functions with Support of Managers

Task #13—Post Job Listings

Task #14—Manage Applicant Databases

Task #15—Screen Applicants for Managers to Interview

Task #16—Answer Questions from Job Applicants

Task #17—Coordinate Interview Logistics

Task #18—Interview Job Candidates

Task #19—Arrange for Tests and Assessments of Applicants

Task #20—Coordinate the Employment Offer

Task #21—Administer Post-Offer Employment Activities

Task #22—Communicate Compensation and Benefits Programs and Systems

Task #23—Coordinate Activities to Support Employee Benefits Programs

Task #24—Coordinate Payroll-Related Information

Task #25—Process Claims from Employees

Task #26—Resolve Routine Employee Compensation and Benefits Issues

Task #27—Conduct Orientation and On-boarding for New Hires, Rehires, and Transfers

Task #28—Coordinate Training Sessions

Task #29—Conduct Employee Training Programs

Task #30—Coordinate the Logistics for Employee Relations Programs

Task #31—Monitor Completion of Performance Reviews and Development Plans

Chapter Review

Endnote

Part III   Appendixes

Appendix A   List of Common HR Acronyms

Appendix B   Case Laws by Chapter

Chapter 3—HR Operations

Chapter 4—Recruitment and Selection

Chapter 5—Compensation and Benefits

Chapter 6—Human Resource Development and Retention

Chapter 7—Employee Relations

Chapter 8—Health, Safety, and Security

Chapter 9—Early HR Career–Level Tasks

Appendix C   For Additional Study

Appendix D   About the Download

System Requirements

Installing and Running Total Tester

About Total Tester

Technical Support

Glossary

Index

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