Contents

ACKNOWLEDGMENTS

INTRODUCTION

Part 1 ■ DEVELOPING YOUR DOCUMENTARY

CHAPTER 1: FINDING AND DEVELOPING IDEAS

What is a Documentary?

Where Do Documentary Ideas Come From?

Your Artistic Identity

Research

The Importance of a Hypothesis

“Casting” Your Documentary

Active vs Passive Characters

Juggling Multiple Characters

The Value of the Documenting Process

Feasibility

The Specific and the Universal

CHAPTER 2: DOCUMENTARY STYLES

A Brief and Selective History of the Documentary

Impressionistic Filmmaking

Dziga Vertov and Reflexivity

The British Film Movement and the Expository Film

TV Documentary as a Subgenre of the Expository Style

Observational Filmmaking

From the Observational to a Reemergence of the Reflexive

Reenactment in Documentary

Conclusion

CHAPTER 3: STRUCTURING THE DOCUMENTARY

Basic Approaches to Documentary Storytelling

Drama: Goals, Conflict, and Stakes

Dramatic Structure

Opening

Introducing the Conflict

Rising Action

Climax

Results and Ending

Imposing a Structure on Real Life?

Rhetorical Structure

Mixed Approaches

Alternative Structures

The Short Documentary

Issue-Based Films

Profile of a Person

Portrait of a Place

Single Event Story

Process Film

Conclusion

CHAPTER 4: THE DOCUMENTARY PROPOSAL

Proposal Elements

Introduction or Synopsis

Background

Rationale

Project Description

Main Characters

Events You Will Film

Structure and Style

Themes

Treatment

Distribution Plan

Target Audiences

Film Festivals

Television

Theatrical

Educational Institutions

The Internet

Community-Based Screenings

Community Partners

Goals

Personnel

Budget

Funding Sources

Foundations

Government Funding

State Arts Councils and Humanities Councils

National Endowment for the Arts

National Endowment for the Humanities

Corporation for Public Broadcasting

Cable TV

Crowd-Sourced Fundraising

Fiscal Sponsorship

Project Timeline and Status

Trailers and Sample Reels

Conclusion

CHAPTER 5: DOCUMENTARY ETHICS AND LEGAL ISSUES

Responsibility to your Subjects: Subject Relations and Release Forms

Who Gets to Represent Whom?

The Impact of Money

Handling Delicate Situations

Responsibility to Your Audience: Objectivity and Fairness

Responsibility to Other Creators: Intellectual Property Rights

Fair Use

Conclusion

Part 2 ■ PRODUCTION

CHAPTER 6: PLANNING THE SHOOT

Crew Size

Crew Responsibilities

Locations

Permits and Location Agreements

Location Aesthetics and Meaning

Equipment

Lighting Considerations

Sound Recording Preparation

Insurance

Crew and Communication

The Call Sheet

Scheduling

Budgeting

The Budget Topsheet

The Detail Budget

Budgeting for a Low-Budget Documentary

Cost Reports: Knowing Where You Are

Conclusion

CHAPTER 7: ORGANIZING CINEMATIC TIME AND SPACE

The Visual Language of Documentary

Shots, Sequences, and Scenes

The Frame and Composition

Dimensions of the Frame

Shot Composition and the Graphic Qualities of the Frame

Closed and Open Frames

Deep Frames and Flat Frames

Receding Planes, Overlapping Objects, and Diminishing Perspective

Horizontal and Diagonal Lines

Deep and Shallow Focus

Shadows

Balanced and Unbalanced Frames

Rule of Thirds, Looking Room, and Lead Room

Shot Size

Shot Size and Character Identification

Camera Angles

High and Low Angles

Front to Back Angles

The Horizon Line

Camera Moves

Pivot Moves

Zooming In and Out

Dynamic Moves

The Moving Frame and Perspective

Motivation and the Moving Camera

Adjusting Your Shot

Shooting with Editing in Mind

Collecting Visual Evidence

Covering Observational Scenes

Filming Group Interactions

Walking and Talking, Showing and Telling

Entering and Exiting the Frame

The Long Take

Stylized Expressive Sequences

Infographics and Animation

Conclusion

CHAPTER 8: THE DIGITAL VIDEO SYSTEM

Film: A Mechanical and Chemical Medium

Video: An Electronic Medium

Analog vs Digital Video

The Video Image Today

Recording Formats

Media Formats

Display Formats

Audio/Video Codecs

Broadcast Standards

Resolution

Aspect Ratio

Scanning Type

Interlaced Scanning

Progressive Scanning

Frame Rate

Time Code

Types of Digital Video Cameras

Hybrid Large Sensor Cameras

Mirrorless Shutter Cameras

Minicams

The Ultra High End: 4K and More

The Basic Video Camcorder: Exterior

The Body

Viewfinders and LCD Viewscreens

The Lens

Servo Zoom Control

Media Bay

DC Power

Camera Function Menus and Switches

Audio and Video Connectors, Inputs and Outputs

External Microphone Inputs

Other Connectors

The Basic Video Camcorder: Interior

The Image Sensor

Three-Chip vs One-Chip Cameras

White Balance

Gain

Shutter Speed

ND Filters

The Analog-to-Digital Converter

The Digital Signal Processor

Signal Compression and Codecs

Color Encoding and Subsampling

Data Rate

Monitoring and Display

Broadcast Standards Worldwide

Conclusion

CHAPTER 9: THE LENS

The Optics of the Lens

Focus

Adjusting Focus during a Take

Selective Focus

Focal Length

Focal Length and Sensor Size: Crop Factor

Prime and Zoom Lenses

Focal Length and Lens Perspective

Aperture

Lens Speed

Depth of Field

Other Factors Impacting Depth of Field

The 1/3–2/3 Rule

Conclusion

CHAPTER 10: CAMERA SUPPORT

The Handheld Camera

Shoulder Mounts

The Tripod

Tripod Head

Pan and Tilt Locks

Pan and Tilt Dampers

Pan Handle

Camera Mounting Plate

Head Mount

The Monopod

The Dolly

Sliders

Jib Arms and Crane Shots

Stabilizing Arm Systems

Drones

Underwater Photography

Conclusion

CHAPTER 11: BASIC LIGHTING FOR DOCUMENTARY

Why Light?

Lighting as Respect

Elements of Exposure

Monitoring Exposure

The Fundamental Sources of Light

Three Essential Properties of Light

Intensity

Quality

Color Temperature

Controlling Light

Basic Lighting Equipment, Filters, and Gels

Lighting Units

Open-Faced Lights

Fresnels

Soft Lights

Fluorescent Lights

LED Lights

HMI Lights

Reflectors

Camera Filters and Lighting Gels

Altering Light with Filters

Neutral Density Filters

Diffusion Filters

Polarizing Filters

Graduated Filters

Altering Light with Gels

Color Conversion Gels

Color Conversion Gels and Mixed-Lighting Situations

Neutral Density Gels

Diffusion Media

Basic Grip Gear

Stands

Gear for Light Control

Clamps

Miscellaneous Grip Gear

The Ditty Bag

CHAPTER 12: LIGHTING AND EXPOSURE—BEYOND THE BASICS

Lighting Interviews

Three-Point Lighting

Key Light

Fill Light

Backlight

Lighting Styles

Lighting Ratios

Exposure Control and Metering Light

Manual Exposure Control

The Incident Light Meter

The Gray Scale

Lighting Observational Scenes

Set Lights, Specials, and Practicals

Stylized Lighting

Exterior Lighting

Location Scouting and Time of Day

Check the Weather

Subject and Camera Positions

Sun plus Bounced Light

Shade plus Bounced Light

Dusk-for-Night

Shooting at Night

Camera-Mounted Lighting

Exposure: Beyond the Basics

Contrast Range

Dynamic Range

Shooting with Dynamic Range in Mind

Characteristic Curves and Gamma

Black Stretch, Knee, and Log Gamma

Color Settings

Conclusion

CHAPTER 13: SOUND BASICS AND EQUIPMENT

The Importance of Sound

Sound Recording Today

Understanding Sound

Frequency (Pitch)

Amplitude (Loudness)

Inverse Square Lawv

Quality (Timbre)

Velocity

Production Sound

Sync Sound

Wild Sound

Room Acoustics

Digital Sound Recording

The Basic Signal Path

Balanced vs Unbalanced Audio Signals

Digital Audio Quality: Sampling Rates and Bit Depth

Production Sound Tools

Sound Recording on Video Camcorders

The Digital Sound Recorder

Microphone Inputs

Level Controls and Meters

Playback, Controls, and Outputs

Digital Recording Media

Flash Memory Recorders

Hard Drive Recorders

Portable Field Mixers

Microphones

Dynamic, Condenser, and Electret Condenser

Microphone Frequency Response

Microphone Directionality

Omnidirectional

Cardioid

Hypercardioid and Shotguns

Microphone Usage Types

Handheld

Shotgun

Lavalier

Wireless Microphones

Pressure Zone Microphones (PZMs)

Onboard Microphones

Microphone Support

The Importance of Headphones!

Conclusion

CHAPTER 14: LOCATION SOUND TECHNIQUES

The Sound Recordist’s Job

Sound and the Documentary Crew

Before the Shoot: Prepping and Scouting

On Location: The Shoot

Evaluate the Location

Devising a Sound Recording Strategy

Setting Up Your Equipment

Setting Levels

Setting Levels on a Peak Meter

Setting Levels on a VU Meter

Setting Tone

Recording Your Audio

Riding the Gain during Recording

Limiters, Microphone Attenuation, and Frequency Filters

Headphone Monitoring

Microphone Technique

Booming: Clean Sound, Consistency, and Being On-Axis

Boom Technique

Recording Room Tone

Wind Noise

Doing a Sound Report

Conclusion

CHAPTER 15: INTERVIEWING AND WORKING WITH SUBJECTS

Building and Maintaining Relationships

On-Camera Interactions with Subjects

Interviewing

Preparing for the Interview

Interview Location

Setting up the Interview: Visual Considerations

Eyeline and Subject Placement

Framing Considerations

Conducting the Interview

Directing Participants in Cinéma Vérité Scenes

Conclusion

CHAPTER 16: PRODUCTION PROCEDURES, ETIQUETTE, AND SAFETY

On the Documentary Set

Set Etiquette: Human and Material Resources

Respect and Protect the Location

Respect Your Equipment

Food and Breaks

Production Safety and Security

Prepare for Safety

Production Insurance

Employment Rules and Workman’s Compensation

International Travel

Common Sense

Rest and Health

Weather

Risky Locations

Water

Air

Security

Electricity and Safety

How Much Electricity?

Electrical Loads and Time

Splitting the Load

Lighting Safety Tips

Part 3 ■ POSTPRODUCTION

CHAPTER 17: POSTPRODUCTION WORKFLOW AND THE PROCESS OF DIGITAL EDITING

Postproduction Overview

Postproduction Workflow

The Process of Digital Editing

The Basic NLE System

The Hardware Setup

Setting Up Your NLE Project

Ingesting Your Video

Working Natively vs Transcoding

Frame Rate Considerations

Working with Proxies (“Off-Line” and “Online” Editing)

Ingesting Audio

Syncing Picture and Sound

The NLE Software Interface

The Project Window (Avid) or Project Panel (Premiere Pro)

The Preview Monitor (Avid) or Source Panel (Premiere Pro)

The Timeline Window

The Sequence Monitor (Avid) or Program Panel (Premiere Pro)

Menu, Icon, or Keyboard: Take Your Pick

Making Simple Edits

Split Edits

Editing Stages

Reviewing Raw Footage

Paper Edit

Rough Cuts

Rough Cut Screenings

Building Your Soundtracks

The Fine Cut and Picture Lock

Finishing

High-End Finishing Workflows

Mastering

Overview of Editing Stages

CHAPTER 18: WRITING AND STRUCTURING THE DOCUMENTARY

Where to Begin?

Story Elements: Character, Exposition, and Plot

Structural Elements: Observational Scenes, Interviews, and Visual Evidence

Observational Scenes

Interviews

Visual Evidence

Chronology: How to Handle Time

Writing Narration

Third-Person Narration

First-Person Narration

Writing Narration

Styles of Narration

Writing the Essay Film

Conclusion

CHAPTER 19: THE ART OF DOCUMENTARY EDITING

Editing Expository Films

Editing Impressionistic Films

Associative Editing

Observational Documentaries and the Continuity System

Continuity of Mise-en-Scène (Shared Shot Content)

Continuity of Performance, Actions, and Placement

Continuity of Spatial Orientation

Avoiding “Too Similar” Shots

Cutaways

Timing, Rhythm, and Pacing

Timing

Rhythm

Pacing

Editing Patterns

Image Transitions

The Cut

The Dissolve

The Fade

Conclusion

CHAPTER 20: ARCHIVAL STORYTELLING

Archival Research

Talk to Somebody!

Ways of Using Archival Material

Metaphorical Imagery

Organizing Your Material

Using Metadata

Who Owns an Image? Copyright and Fair Use

Public Domain Materials

Clearing Rights

The Ethics of Using Archival Material

Technical Issues

Documents

Conclusion

CHAPTER 21: SOUND DESIGN AND FINISHING

Types of Sounds: Speech, Sound Effects, and Music

Speech

Sound Effects

Ambient Sounds

Music: Source and Score

Common Music Pitfalls

Sound Perspective

Sound Design Strategies

Sound Editing

Building Your Audio Tracks

Refining Your Sound Design

Splitting Tracks and Checkerboarding Your Audio

Finessing Your Audio

The Sound Mix

Step 1: Audio Sweetening

Audio Filters

Filters for Frequency Equalization and Noise Reduction

Filters for Reverb and Echo

Filters for Amplitude Compression or Expansion

Filters for Sibilance Suppression or “P” Popping

Step 2: Creating Audio Transitions

Step 3: Audio Level Balancing

The Reference Track and Establishing Average Level Range

Adjusting the Other Tracks

NLE Systems and Audio Levels

Step 4: The Mix Down

Sound Mixing Tips

The Mix Environment

Audio Monitor Reference

Advanced Sound Editing and Mixing Programs

Why Go Pro?

CHAPTER 22: FINISHING PICTURE AND MASTERING

Color Correction vs Color Grading

Color Correction in Your NLE System

Adjusting Brightness and Contrast

Adjusting Hue and Saturation

Titles and Credits

Lower Thirds

Mastering Your Project

Output Formats

Digital Cinema Package (DCP)

Exhibiting on Disc

Pressed or Burned?

CHAPTER 23: DISTRIBUTING YOUR DOCUMENTARY

Film Festivals

Theatrical

Semi-Theatrical

Broadcast and Cable

Educational

Home Video (DVD)

Streaming/Video on Demand

Impact: Engagement Campaigns

Conclusion

NOTES

GLOSSARY

FILMOGRAPHY

PHOTOGRAPH AND ILLUSTRATION CREDITS

INDEX

Color plates can be found between p. 226 and p. 227

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