Chapter 16
Reframing in Action
Opportunities and Perils

When you are face to face with a difficulty, you are up against a discovery.

—William Thomson (Lord Kelvin)

Life in organizations is often governed by routine, with undercurrents of suppressed conflicts, jealousies, or unhealed egos from past skirmishes. Periodically, however, past or present issues come to the surface, and tensions are laid bare. One likely scenario is a transition from one boss to another. How participants frame their circumstances is fateful for the outcomes.

This is a classic example of a manager's nightmare: an unexpected situation that threatens to explode in your face. Howard's greeting tries to throw you off stride and put you in a bind. It carries echoes of historic patterns of male arrogance and condescension in relating to women (similar to those that surfaced in the Anne Barreta case in Chapter 8). Whether or not he intended it that way, Howard's response appears well designed for disconcerting a younger female colleague. He makes it likely that, as Cindy, you will feel trapped and powerless, or you will do something rash and regrettable. Either way, he wins and you lose.

The frames suggest another set of possibilities. They offer the advantage of multiple angles to size up the situation. What's really going on here? What options do you have? What script does the situation demand? How might you reinterpret the scene to create a more effective scenario? Reframing is a powerful tool in a tough situation for generating possibilities other than fight or flight.

An immediate question facing you, as Cindy Marshall, is whether to respond to Howard on the spot or to buy time. If you're at a loss for what to say or if you fear you will make things worse instead of better, take time to “go to the balcony”—try to get above the confusion of the moment long enough to get a sharper perspective. Better yet, find an effective response on the spot.

Each of the frames generates its own possibilities, creatively translated into alternative scenarios. They can also be misapplied or misused. Success depends on the skill and artistry of the person following a given script. In this chapter, we describe setups Marshall might compose, showing that each of the four lenses can produce both effective and ineffective reactions. We conclude with a summary of the power and risks of reframing and highlight its importance for outsiders and newcomers taking on new responsibilities.

You may wonder what structure has to do with a direct, personal confrontation, but the structural scenario in the box can be scripted to generate a variety of responses.

Here's one example:

In this exchange, Marshall places heavy emphasis on her formal authority and the chain of command. By invoking her superiors and her legitimate authority, she takes charge and gets Howard to back down, but at a price. She unwittingly colludes with Howard in making the encounter a personal confrontation. She risks long-term tension with her new subordinates, who surely feel awkward during this combative encounter. They may conclude that the new boss is like the old one—autocratic and rigid.

There are other options. Here's another example of how Marshall might exercise her authority:

This time, Marshall is still clear and firm in establishing her authority, but she does it without appearing harsh or dictatorial. She underscores the importance of setting priorities. Note the deft use of a question when she asks whether Howard has a plan for making the transition productive. That lets her engage Howard while declining his invitation for combat. She emphasizes shared goals and defines a temporary role for herself as an observer. She focuses steadfastly on the task and not on Howard's provocations. In keeping the exchange on a rational level and outlining a transition plan, she avoids escalating or submerging the conflict. She also communicates to her new staff that she has done her homework, is organized, and knows what she wants. When she says she would like to hear their personal objectives and progress, she communicates an expectation that they should follow her example.

The human resource frame favors listening and responsiveness, but some people go a little too far in trying to be responsive:

In the effort to be friendly and accommodating, Marshall is acting more like a waitress than a manager. She defuses the conflict, but her staff are likely to see their new boss as weak. She could instead capitalize on an interest in people:

Here, Marshall is unfazed and relentlessly cheerful; she avoids a battle and acknowledges Howard's perspective. When he says she is not ready for the job, she resists the temptation to debate or return his salvo. Instead, she recognizes his concern but calmly communicates her confidence and focus on moving ahead. She demonstrates an important skill of a human resource leader: the ability to combine advocacy with inquiry. She listens carefully to Howard but gently stands her ground. She asks for his help while expressing confidence that she can do the job. When he says they have things to finish, she responds with the agility of a martial artist, using Howard's energy to her own advantage. She expresses part of her philosophy—she prefers to trust her staff's judgment—and positions herself as an observer, thus gaining an opportunity to learn more about her staff and the issues they are addressing. By reframing the situation, she has gotten off to a better start with Howard and is able to signal to others the kind of people-oriented leader she intends to be.

Some managers translate the political approach described in this box to mean management by intimidation and manipulation. It sometimes works, but the risks are high. Here's an example:

Moviegoers cheer when bullies get their comeuppance. It can be satisfying to give the verbal equivalent of a kick in the groin to someone who deserves it. In this exchange, Marshall establishes that she is tough, even dangerous. But such coercive tactics can be expensive in the long run. She is likely to win this battle because her hand is stronger. But she may lose the war. She increases Howard's antagonism, and her attack may offend him and frighten her new staff. Even if they dislike Howard, they may see Marshall as arrogant and callous. She lays the ground for a counterattack, and she may have done political damage that will be difficult to reverse.

Sophisticated political leaders prefer to avoid naked demonstrations of power, looking instead for ways to appeal to the self-interests of potential adversaries:

In this politically based response, Marshall is both direct and diplomatic. She uses a light touch in dismissing Howard's opening salvo. (“I'd prefer to skip the games.”) She speaks directly to both Howard's interest in his career and her subordinates' interest in theirs. She deftly deflates his posturing by asking whether he wants to go with her to talk to the vice president. Clearly, she is confident of her political support and knows that his bluster has little to back it up.

Note that in both political scenarios, Marshall draws on her power resources. In the first, she uses those resources to humiliate Howard, but in the second, her approach is subtler. She conserves her political capital and takes charge while leaving Howard with as much pride as possible, achieving something closer to a win-win than a win-lose outcome.

At first glance, Cindy Marshall's encounter with Bill Howard might seem a poor candidate for the symbolic approach just outlined. An ineffective effort could produce embarrassing results, making the would-be symbolic leader look foolish:

Marshall's symbolic direction might be on the right track, but symbols work only when attuned to the context—both people and place. As a newcomer to the department culture, she needs to pay close attention to her audience. Meaningless symbols antagonize, and empty symbolic events backfire.

Conversely, a skillful symbolic leader understands that a situation of challenge and stress can serve as a powerful opportunity to articulate values and build a sense of mission. Marshall demonstrates how, in a well-formed symbolic approach to Howard's gruffness:

Notice how Marshall recasts the conversation. She recognizes newcomers usually experience an initial test or “hazing.” Instead of engaging in a personal confrontation with Howard, she focuses on the department's core values. She brings her “customer first” commitment with her, but she avoids positioning that value as something imposed from outside. Instead, she grounds it in an experience everyone in the room has just shared: the way she was greeted when she entered. Like many successful symbolic leaders, she is attuned to the cues about values and culture that are expressed in everyday life. She communicates her philosophy, but she also asks questions to draw out Howard and her new staff members. If she can use the organization's history to an advantage in rekindling a commitment to customer service, she passes her first test and is off to a good start.

Benefits and Risks of Reframing

The multiple replays of the Howard–Marshall incident illustrate both the power and the risks of reframing. The frames are powerful because of their ability to spur imagination and generate new insights and options. But each frame has limits as well as strengths, and each can be applied well or poorly.

Frames generate scripts, or scenarios, to guide action in high-stakes circumstances. By changing your script, you can change how you appear, what you do, and how your audience sees you. You can create the possibility of a makeover in everyday life. Few of us have the dramatic skill and versatility of a professional actor, but you can alter what you do by choosing an alternative script or scenario. You have been learning how to do this since birth. Both men and women, for example, typically employ different scenarios for same-sex and opposite-sex encounters. Students who are guarded and formal when talking to a professor become energized and intimate when talking to friends. Managers who are polite and deferential with the boss may be gruff and autocratic with subordinates and then come home at night to romp playfully with their kids. The tenderhearted neighbor becomes a ruthless competitor when his company's market share is threatened. The tough-minded drill instructor bows to authority when facing a colonel. Consciously or not, we all read situations to figure out the scene we're in and the role we should fill so that we can respond in character. But it's important to ask ourselves whether the drama is the one we want and to recognize that we can choose which character to play and how to interpret or alter the script.

The essence of reframing is examining the same situation from multiple vantage points. The effective leader changes lenses when things don't make sense or aren't working. Reframing offers the promise of powerful new options, but it cannot guarantee that every new strategy will be successful. Each lens offers distinctive advantages, but each has its blind spots and shortcomings.

The structural frame risks ignoring everything outside the rational scope of tasks, procedures, policies, and organization charts. Structural thinking can overestimate the power of authority and underestimate the authority of power. Paradoxically, overreliance on structural assumptions and a narrow emphasis on rationality can lead to an irrational neglect of human, political, and cultural variables crucial to effective action.

Adherents of the human resource frame sometimes cling to a romanticized view of human nature in which everyone hungers for growth and collaboration. When they are too optimistic about integrating individual and organizational needs, they may neglect both structure and the stubborn realities of conflict and scarcity.

The political frame captures dynamics that other frames miss, but it has its own limits. A fixation on politics easily becomes a cynical self-fulfilling prophecy, reinforcing conflict and mistrust while sacrificing opportunities for rational discourse, collaboration, and hope. Political action too often is interpreted as amoral, scheming, and oblivious to the common good.

The symbolic frame offers powerful insight into fundamental issues of meaning and belief, as well as possibilities for bonding people into a cohesive group with a shared mission. But its concepts are subtle and elusive; effectiveness depends on the artistry of the user. Symbols are sometimes mere fluff or camouflage, the tools of a scoundrel who seeks to manipulate the unsuspecting, or awkward gimmicks that embarrass more than energize people at work. But in the aura of an authentic leader, symbols can bring magic to the workplace.

Reframing for Newcomers and Outsiders

Marshall's initial encounter with Howard exemplifies many of the challenges and tests that managers confront as they move forward in their careers. The different scenarios offer a glimmer of what they might run into, depending on how they size up a situation. Managers feel powerless and trapped when they rely on only one or two frames. This is particularly true for newcomers, as well as for women and outsiders who experience “the dogged frustration of people living daily in a system not made for them and with no plans soon to adjust for them or their differences” (Gallos and Ramsey, 1997, p. 216). These outsiders are less likely to get a second or third chance when they fail.

Though progressive organizations have made heroic strides in building fairer, more just opportunity structures (Bell, 2011; Esposito et al., 2002; Daniels et al., 2004; Levering and Moskowitz, 1993; Morrison, 1992), the path to success is still fraught with obstacles blocking particularly women and minorities. Judicious reframing can enable them to transform an imprisoning managerial trap into a promising leadership opportunity. And the more often individuals break through the glass ceiling or out of the corporate ghetto, the more quickly those barriers will fade. Career barriers can feel as foreboding and impenetrable as the Berlin Wall did—until it suddenly fell.

Conclusion

Managers can use frames as scenarios, or scripts, to generate alternative approaches to challenging circumstances. In planning for a high-stakes meeting or a tense encounter, they can imagine and try out novel ways to play their roles. Until reframing becomes instinctive, it takes more than the few seconds that Cindy Marshall had to generate an effective response in every frame. In practicing any new skill—playing tennis, flying an airplane, or handling a tough leadership challenge—the process is often slow and painstaking at first. But as skill improves, it gets easier, faster, more fluid, and comes almost as second nature.

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